Top 5 venue reporting regarding MIFID II;retail clients;financial year 2021;M.M.Warburg & CO (AG & Co.) KgaA;
Class of Instrument;AA99 (Equity instruments- Shares and share certificates);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XNYS  New York (NYSE) (NAY);73,57%;56,08%;100,00%;0,00%;100,00%;
XNAS  New York - NASDAQ (NAD);23,61%;37,04%;100,00%;0,00%;100,00%;
XETR  XETRA (EDE);1,04%;1,59%;0,00%;100,00%;100,00%;
XTSE  Toronto Pure (NCP);0,92%;1,59%;100,00%;0,00%;100,00%;
XASX  Sydney (AAS);0,58%;1,06%;100,00%;0,00%;100,00%;
Class of Instrument;AA99 (Equity instruments- Shares and share certificates);Tick Size AB (liquidity band A and liquidity band B);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XSWX  Zürich (ESE);69,29%;42,89%;100,00%;0,00%;100,00%;
XLON  London (EUL);8,17%;5,03%;100,00%;0,00%;100,00%;
XETR  XETRA (EDE);7,47%;7,45%;55,92%;44,08%;100,00%;
XNAS  New York - NASDAQ (NAD);4,72%;1,79%;100,00%;0,00%;100,00%;
XNYS  New York (NYSE) (NAY);3,67%;31,74%;100,00%;0,00%;100,00%;
Class of Instrument;AA99 (Equity instruments- Shares and share certificates);Tick Size CD (liquidity band C and liquidity band D);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XLON  London (EUL);59,25%;70,89%;100,00%;0,00%;100,00%;
XETR  XETRA (EDE);31,32%;19,73%;49,78%;50,22%;100,00%;
XAMS  Amsterdam (ENA);2,77%;1,46%;100,00%;0,00%;100,00%;
XPAR  Paris (EFP);1,49%;1,25%;100,00%;0,00%;100,00%;
XOSL  Oslo (SNO);1,29%;1,73%;100,00%;0,00%;100,00%;
Class of Instrument;AA99 (Equity instruments- Shares and share certificates);Tick Size EF (liquidity band E and liquidity band F);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XETR  XETRA (EDE);35,48%;24,80%;53,25%;46,75%;100,00%;
XNYS  New York (NYSE) (NAY);21,22%;38,71%;100,00%;0,00%;100,00%;
XNAS  New York - NASDAQ (NAD);10,58%;8,73%;100,00%;0,00%;100,00%;
XPAR  Paris (EFP);9,30%;8,95%;100,00%;0,00%;99,99%;
XTKS  Tokio (FJT);5,46%;2,22%;100,00%;0,00%;100,00%;
Class of Instrument;AB99 (Equity instruments- Shares and share certificates);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XNAS  New York - NASDAQ (NAD);67,83%;75,00%;100,00%;0,00%;100,00%;
XNYS  New York (NYSE) (NAY);29,77%;15,00%;100,00%;0,00%;100,00%;
PINX  New York-PinkSh.-OTC (NUP);2,40%;10,00%;100,00%;0,00%;100,00%;
Class of Instrument;AB99 (Equity instruments- Shares and share certificates);Tick Size AB (liquidity band A and liquidity band B);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XNAS  New York - NASDAQ (NAD);54,78%;29,92%;100,00%;0,00%;100,00%;
XNYS  New York (NYSE) (NAY);15,89%;37,69%;100,00%;0,00%;100,00%;
XLON  London (EUL);15,34%;12,56%;100,00%;0,00%;100,00%;
XFRA  Frankfurt (EDF);7,27%;6,28%;100,00%;0,00%;100,00%;
PINX  New York-PinkSh.-OTC (NUP);4,20%;0,66%;100,00%;0,00%;100,00%;
Class of Instrument;AB99 (Equity instruments- Shares and share certificates);Tick Size CD (liquidity band C and liquidity band D);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XNAS  New York - NASDAQ (NAD);42,47%;17,57%;100,00%;0,00%;100,00%;
XNYS  New York (NYSE) (NAY);25,19%;61,24%;100,00%;0,00%;100,00%;
XETR  XETRA (EDE);20,56%;12,78%;22,50%;77,50%;100,00%;
XFRA  Frankfurt (EDF);6,95%;4,47%;100,00%;0,00%;100,00%;
XLON  London (EUL);2,64%;1,92%;100,00%;0,00%;100,00%;
Class of Instrument;AB99 (Equity instruments- Shares and share certificates);Tick Size EF (liquidity band E and liquidity band F);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XETR  XETRA (EDE);92,89%;94,59%;32,86%;67,14%;99,64%;
XNAS  New York - NASDAQ (NAD);3,94%;4,05%;100,00%;0,00%;100,00%;
XFRA  Frankfurt (EDF);2,85%;1,01%;100,00%;0,00%;100,00%;
XSTU  Stuttgart (EDS);0,32%;0,34%;0,00%;100,00%;100,00%;
Class of Instrument;AC99 (Exchange traded products (ETPs)Exc);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
BRFQ  BlOCKMATCH MTF RFQ (BRFQ);65,11%;54,30%;100,00%;0,00%;100,00%;
XETR  XETRA (EDE);22,19%;19,45%;31,06%;68,94%;99,98%;
XLON  London (EUL);8,02%;18,31%;100,00%;0,00%;100,00%;
XAMS  Amsterdam (ENA);2,71%;5,59%;100,00%;0,00%;100,00%;
XSWX  Zürich (ESE);0,63%;0,80%;100,00%;0,00%;100,00%;
Class of Instrument;AD99 (other instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XSWX  Zürich (ESE);90,27%;89,15%;100,00%;0,00%;100,00%;
XSWX  Zurich - Swiss Blue (ESZ);7,25%;10,38%;100,00%;0,00%;100,00%;
XFRA  Frankfurt (EDF);2,26%;0,44%;100,00%;0,00%;100,00%;
XEUR  EUREX (EDT);0,22%;0,03%;100,00%;0,00%;0,00%;
Class of Instrument;AE99 (other instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XETR  XETRA (EDE);78,75%;83,43%;31,59%;68,41%;11,50%;
XSWX  Zürich (ESE);10,15%;0,58%;100,00%;0,00%;100,00%;
XFRA  Frankfurt (EDF);4,86%;2,33%;100,00%;0,00%;41,67%;
XSTU  Stuttgart (EDS);3,48%;0,68%;0,00%;100,00%;42,86%;
XPAR  Paris (EFP);1,62%;2,13%;100,00%;0,00%;95,45%;
Class of Instrument;BA10 (Debt instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
BMTF  Bloomberg (BLOM);89,79%;74,91%;100,00%;0,00%;99,75%;
XFRA  Frankfurt (EDF);9,97%;24,74%;100,00%;0,00%;100,00%;
XSTU  Stuttgart (EDS);0,17%;0,23%;0,00%;100,00%;100,00%;
XBER  Berlin-Bremen (EDB);0,07%;0,12%;0,00%;100,00%;100,00%;
Class of Instrument;BA11 (Debt instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
BMTF  Bloomberg (BLOM);97,92%;89,00%;100,00%;0,00%;96,63%;
XFRA  Frankfurt (EDF);1,81%;9,00%;100,00%;0,00%;100,00%;
XSTU  Stuttgart (EDS);0,27%;2,00%;0,00%;100,00%;100,00%;
Class of Instrument;BA12 (Debt instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
BMTF  Bloomberg (BLOM);53,96%;44,44%;100,00%;0,00%;100,00%;
XFRA  Frankfurt (EDF);36,55%;44,44%;100,00%;0,00%;100,00%;
XMUN  München (EDM);9,49%;11,11%;0,00%;100,00%;100,00%;
Class of Instrument;BA13 (Debt instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
BMTF  Bloomberg (BLOM);88,72%;87,50%;100,00%;0,00%;100,00%;
XFRA  Frankfurt (EDF);11,28%;12,50%;100,00%;0,00%;100,00%;
Class of Instrument;BA14 (Debt instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
BMTF  Bloomberg (BLOM);87,94%;70,89%;100,00%;0,00%;99,83%;
XFRA  Frankfurt (EDF);10,47%;27,33%;100,00%;0,00%;99,93%;
XSTU  Stuttgart (EDS);1,25%;1,33%;0,00%;100,00%;100,00%;
XDUS  Düsseldorf (EDD);0,12%;0,18%;6,67%;93,33%;100,00%;
XBER  Berlin-Bremen (EDB);0,08%;0,14%;16,67%;83,33%;100,00%;
Class of Instrument;BA15 (Debt instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
BMTF  Bloomberg (BLOM);76,29%;53,94%;100,00%;0,00%;99,59%;
XFRA  Frankfurt (EDF);22,15%;44,48%;100,00%;0,00%;100,00%;
XSTU  Stuttgart (EDS);0,79%;0,74%;0,00%;100,00%;100,00%;
XHAN  Hannover (EDI);0,54%;0,57%;0,00%;100,00%;100,00%;
XMUN  München (EDM);0,18%;0,09%;0,00%;100,00%;100,00%;
Class of Instrument;BB99 (Structured financial products);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
BMTF  Bloomberg (BLOM);100,00%;100,00%;100,00%;0,00%;100,00%;
Class of Instrument;BD10 (other derivatives);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XEUR  EUREX (EDT);100,00%;100,00%;42,86%;57,14%;100,00%;
Class of Instrument;BD21 (Equity derivatives);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XEUR  EUREX (EDT);91,69%;94,30%;95,06%;4,94%;100,00%;
XCBO  Chicago (CBOE) (NAV);7,06%;1,05%;100,00%;0,00%;100,00%;
XEUE  Amsterdam D. (ENEXT) (ENH);0,74%;4,07%;100,00%;0,00%;100,00%;
IFLO  London - ICE Fut. Eu (EUL1);0,51%;0,58%;100,00%;0,00%;100,00%;
Class of Instrument;BD99 (other derivatives);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XEUR  EUREX (EDT);100,00%;100,00%;45,45%;54,55%;100,00%;
Class of Instrument;BE21 (securitized derivatives);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XFRA  Frankfurt (EDF);69,72%;59,43%;100,00%;0,00%;99,96%;
XSTU  Stuttgart (EDS);30,27%;40,30%;15,00%;85,00%;100,00%;
XSWX  Zürich (ESE);0,00%;0,09%;100,00%;0,00%;100,00%;
XHAM  Hamburg (EDH);0,00%;0,02%;0,00%;100,00%;100,00%;
XNYS  New York (NYSE) (NAY);0,00%;0,04%;100,00%;0,00%;100,00%;
Class of Instrument;BE22 (securitized derivatives);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XFRA  Frankfurt (EDF);82,61%;51,17%;100,00%;0,00%;100,00%;
XSTU  Stuttgart (EDS);17,39%;48,83%;0,00%;100,00%;100,00%;
Class of Instrument;BE24 (securitized derivatives);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XFRA  Frankfurt (EDF);100,00%;100,00%;100,00%;0,00%;100,00%;
Class of Instrument;BE99 (securitized derivatives);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XFRA  Frankfurt (EDF);71,26%;50,74%;100,00%;0,00%;100,00%;
BMTF  Bloomberg (BLOM);17,31%;34,07%;100,00%;0,00%;100,00%;
XETR  XETRA (EDE);4,68%;7,35%;13,33%;86,67%;100,00%;
XSTU  Stuttgart (EDS);3,99%;5,88%;0,00%;100,00%;100,00%;
XDUS  Düsseldorf (EDD);2,29%;0,74%;0,00%;100,00%;100,00%;
Class of Instrument;BF99 (Exchange traded products (ETPs));Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
BRFQ  BlOCKMATCH MTF RFQ (BRFQ);81,23%;84,18%;100,00%;0,00%;100,00%;
XETR  XETRA (EDE);12,73%;5,66%;9,76%;90,24%;100,00%;
XLON  London (EUL);5,20%;9,43%;100,00%;0,00%;100,00%;
XSTU  Stuttgart (EDS);0,83%;0,69%;0,00%;100,00%;100,00%;
XAMS  Amsterdam (ENA);0,00%;0,05%;100,00%;0,00%;100,00%;
Class of Instrument;BG99 (Exchange traded products (ETPs));Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XETR  XETRA (EDE);100,00%;100,00%;7,69%;92,31%;100,00%;
Class of Instrument;C999 (no specific classification);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XSTU  Stuttgart (EDS);58,74%;20,65%;0,00%;100,00%;100,00%;
XHAM  Hamburg (EDH);18,49%;46,96%;0,86%;99,14%;100,00%;
XFRA  Frankfurt (EDF);13,22%;13,77%;100,00%;0,00%;100,00%;
XSWX  Zürich (ESE);7,78%;17,81%;100,00%;0,00%;100,00%;
XMUN  München (EDM);1,36%;0,40%;0,00%;100,00%;100,00%;
Class of Instrument;CB99 (Other instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
WIAX  Warburg Invest AG (WIAG);98,09%;98,81%;100,00%;0,00%;99,98%;
XFRA  Frankfurt (EDF);1,37%;0,92%;100,00%;0,00%;100,00%;
XAMS  Amsterdam (ENA);0,31%;0,02%;100,00%;0,00%;100,00%;
XSTU  Stuttgart (EDS);0,08%;0,07%;0,00%;100,00%;100,00%;
XHAM  Hamburg (EDH);0,07%;0,11%;0,00%;100,00%;100,00%;