Top 5 venue reporting regarding MIFID II;retail clients;financial year 2023;M.M.Warburg & CO (AG & Co.) KgaA;
Class of Instrument;AA99 (Equity instruments- Shares and share certificates);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XNYS  New York (NYSE) (NAY);58,01%;10,05%;100,00%;0,00%;100,00%;
XSWX  Zürich (ESE);18,34%;59,30%;100,00%;0,00%;100,00%;
XBRN  Bern (ESR);15,58%;10,55%;100,00%;0,00%;100,00%;
XNAS  New York - NASDAQ (NAD);7,34%;18,59%;100,00%;0,00%;100,00%;
XAMS  Amsterdam (ENA);0,68%;0,50%;100,00%;0,00%;100,00%;
Class of Instrument;AA99 (Equity instruments- Shares and share certificates);Tick Size AB (liquidity band A and liquidity band B);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XSWX  Zürich (ESE);57,61%;35,88%;100,00%;0,00%;100,00%;
XNYS  New York (NYSE) (NAY);16,83%;43,90%;100,00%;0,00%;99,91%;
XETR  XETRA (EDE);12,43%;4,61%;56,86%;43,14%;100,00%;
XLON  London (EUL);8,61%;9,74%;100,00%;0,00%;99,74%;
XFRA  Frankfurt (EDF);1,49%;1,24%;100,00%;0,00%;100,00%;
Class of Instrument;AA99 (Equity instruments- Shares and share certificates);Tick Size CD (liquidity band C and liquidity band D);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XETR  XETRA (EDE);48,47%;22,36%;59,95%;40,05%;99,94%;
XNYS  New York (NYSE) (NAY);34,91%;61,40%;100,00%;0,00%;100,00%;
XLON  London (EUL);7,29%;10,37%;100,00%;0,00%;100,00%;
XNAS  New York - NASDAQ (NAD);4,27%;1,27%;100,00%;0,00%;100,00%;
XWBO  Wien (EAV);2,24%;1,43%;100,00%;0,00%;100,00%;
Class of Instrument;AA99 (Equity instruments- Shares and share certificates);Tick Size EF (liquidity band E and liquidity band F);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XETR  XETRA (EDE);43,34%;25,17%;59,75%;40,25%;99,95%;
XNYS  New York (NYSE) (NAY);13,42%;33,93%;100,00%;0,00%;99,97%;
XPAR  Paris (EFP);13,06%;12,38%;100,00%;0,00%;100,00%;
XNAS  New York - NASDAQ (NAD);10,16%;7,49%;100,00%;0,00%;100,00%;
XCSE  Kopenhagen (SDC);4,20%;3,52%;100,00%;0,00%;100,00%;
Class of Instrument;AB99 (Equity instruments- Shares and share certificates);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
PINX  New York-PinkSh.-OTC (NUP);100,00%;100,00%;100,00%;0,00%;100,00%;
Class of Instrument;AB99 (Equity instruments- Shares and share certificates);Tick Size AB (liquidity band A and liquidity band B);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XLON  London (EUL);82,66%;57,70%;100,00%;0,00%;100,00%;
XNAS  New York - NASDAQ (NAD);9,17%;21,46%;100,00%;0,00%;100,00%;
XFRA  Frankfurt (EDF);4,77%;4,04%;100,00%;0,00%;100,00%;
XNYS  New York (NYSE) (NAY);2,55%;6,07%;100,00%;0,00%;100,00%;
XNAS  New York (Nasdaq) (NAN);0,74%;10,42%;100,00%;0,00%;100,00%;
Class of Instrument;AB99 (Equity instruments- Shares and share certificates);Tick Size CD (liquidity band C and liquidity band D);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XNYS  New York (NYSE) (NAY);26,79%;17,11%;100,00%;0,00%;100,00%;
XFRA  Frankfurt (EDF);26,21%;26,32%;100,00%;0,00%;100,00%;
XLON  London (EUL);19,91%;31,58%;100,00%;0,00%;100,00%;
XNAS  New York - NASDAQ (NAD);16,07%;9,21%;100,00%;0,00%;100,00%;
XETR  XETRA (EDE);8,85%;13,16%;30,00%;70,00%;100,00%;
Class of Instrument;AB99 (Equity instruments- Shares and share certificates);Tick Size EF (liquidity band E and liquidity band F);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XETR  XETRA (EDE);84,74%;83,15%;29,73%;70,27%;100,00%;
XNAS  New York - NASDAQ (NAD);15,26%;16,85%;100,00%;0,00%;100,00%;
Class of Instrument;AC99 (Exchange traded products (ETPs)Exc);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
BRFQ  BlOCKMATCH MTF RFQ (BRFQ);66,50%;60,66%;100,00%;0,00%;100,00%;
XETR  XETRA (EDE);20,57%;21,90%;37,88%;62,12%;100,00%;
XLON  London (EUL);6,71%;11,94%;100,00%;0,00%;100,00%;
XOFF  ausserbörslich EMSX (AUSC);4,18%;2,06%;100,00%;0,00%;100,00%;
XAMS  Amsterdam (ENA);0,84%;1,35%;100,00%;0,00%;100,00%;
Class of Instrument;AD99 (other instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XSWX  Zürich (ESE);81,99%;88,18%;100,00%;0,00%;100,00%;
XSWX  Zurich - Swiss Blue (ESZ);12,81%;9,98%;100,00%;0,00%;100,00%;
XFRA  Frankfurt (EDF);3,90%;1,19%;100,00%;0,00%;100,00%;
XHAM  Hamburg (EDH);1,30%;0,65%;100,00%;0,00%;100,00%;
Class of Instrument;AE99 (other instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XMAD  Madrid (EEM);60,39%;94,94%;100,00%;0,00%;98,49%;
XSWX  Zürich (ESE);32,88%;0,48%;100,00%;0,00%;100,00%;
XETR  XETRA (EDE);5,86%;4,01%;79,76%;20,24%;3,57%;
XPAR  Paris (EFP);0,66%;0,10%;100,00%;0,00%;100,00%;
XDUS  Düsseldorf (EDD);0,11%;0,05%;100,00%;0,00%;100,00%;
Class of Instrument;BA10 (Debt instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
BMTF  Bloomberg (BLOM);88,55%;85,56%;100,00%;0,00%;100,00%;
XFRA  Frankfurt (EDF);9,84%;13,53%;100,00%;0,00%;100,00%;
XSTU  Stuttgart (EDS);1,34%;0,80%;0,00%;100,00%;100,00%;
XMUN  München (EDM);0,15%;0,03%;0,00%;100,00%;100,00%;
XHAN  Hannover (EDI);0,09%;0,05%;0,00%;100,00%;100,00%;
Class of Instrument;BA11 (Debt instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
BMTF  Bloomberg (BLOM);96,77%;84,68%;100,00%;0,00%;100,00%;
XFRA  Frankfurt (EDF);2,87%;13,51%;100,00%;0,00%;100,00%;
XSTU  Stuttgart (EDS);0,35%;1,80%;0,00%;100,00%;100,00%;
Class of Instrument;BA12 (Debt instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XFRA  Frankfurt (EDF);100,00%;100,00%;100,00%;0,00%;100,00%;
Class of Instrument;BA13 (Debt instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
BMTF  Bloomberg (BLOM);85,47%;66,48%;100,00%;0,00%;100,00%;
XFRA  Frankfurt (EDF);7,93%;30,56%;100,00%;0,00%;100,00%;
XSTU  Stuttgart (EDS);6,13%;2,51%;4,55%;95,45%;100,00%;
XMUN  München (EDM);0,39%;0,34%;0,00%;100,00%;100,00%;
XDUS  Düsseldorf (EDD);0,08%;0,11%;0,00%;100,00%;100,00%;
Class of Instrument;BA14 (Debt instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
BMTF  Bloomberg (BLOM);88,20%;67,54%;100,00%;0,00%;100,00%;
XFRA  Frankfurt (EDF);8,74%;28,26%;100,00%;0,00%;100,00%;
XSTU  Stuttgart (EDS);2,52%;3,20%;0,00%;100,00%;100,00%;
XMUN  München (EDM);0,22%;0,21%;0,00%;100,00%;100,00%;
XBER  Berlin-Bremen (EDB);0,15%;0,22%;0,00%;100,00%;100,00%;
Class of Instrument;BA15 (Debt instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
BMTF  Bloomberg (BLOM);91,35%;79,50%;100,00%;0,00%;100,00%;
XFRA  Frankfurt (EDF);7,03%;18,97%;100,00%;0,00%;100,00%;
XSTU  Stuttgart (EDS);1,17%;0,96%;0,00%;100,00%;100,00%;
XBER  Berlin-Bremen (EDB);0,23%;0,21%;0,00%;100,00%;100,00%;
XHAN  Hannover (EDI);0,16%;0,29%;0,00%;100,00%;100,00%;
Class of Instrument;BD10 (other derivatives);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XEUR  EUREX (EDT);100,00%;100,00%;35,48%;64,52%;100,00%;
Class of Instrument;BD21 (Equity derivatives);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XEUR  EUREX (EDT);99,42%;99,00%;95,95%;4,05%;100,00%;
XCBO  Chicago (CBOE) (NAV);0,58%;1,00%;100,00%;0,00%;100,00%;
Class of Instrument;BD99 (other derivatives);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XEUR  EUREX (EDT);72,82%;69,23%;66,67%;33,33%;100,00%;
XCME  Chicago (CME) (NAG);27,18%;30,77%;100,00%;0,00%;100,00%;
Class of Instrument;BE20 (securitized derivatives);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XFRA  Frankfurt (EDF);100,00%;100,00%;100,00%;0,00%;100,00%;
Class of Instrument;BE21 (securitized derivatives);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XSTU  Stuttgart (EDS);59,27%;40,09%;4,65%;95,35%;100,00%;
XFRA  Frankfurt (EDF);40,73%;59,68%;100,00%;0,00%;100,00%;
XNYS  New York (NYSE) (NAY);0,00%;0,12%;100,00%;0,00%;100,00%;
XSWX  Zürich (ESE);0,00%;0,12%;100,00%;0,00%;100,00%;
Class of Instrument;BE22 (securitized derivatives);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XFRA  Frankfurt (EDF);72,96%;69,09%;100,00%;0,00%;100,00%;
XSTU  Stuttgart (EDS);27,04%;30,91%;0,00%;100,00%;100,00%;
Class of Instrument;BE24 (securitized derivatives);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XFRA  Frankfurt (EDF);98,00%;97,85%;100,00%;0,00%;100,00%;
XSTU  Stuttgart (EDS);2,00%;2,15%;0,00%;100,00%;100,00%;
Class of Instrument;BE99 (securitized derivatives);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XFRA  Frankfurt (EDF);94,81%;86,70%;100,00%;0,00%;98,16%;
BMTF  Bloomberg (BLOM);2,62%;5,32%;100,00%;0,00%;100,00%;
XETR  XETRA (EDE);1,54%;3,19%;16,67%;83,33%;100,00%;
XSTU  Stuttgart (EDS);0,82%;3,19%;0,00%;100,00%;100,00%;
XAMS  Amsterdam (ENA);0,14%;0,53%;100,00%;0,00%;100,00%;
Class of Instrument;BF99 (Exchange traded products (ETPs));Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XLON  London (EUL);56,86%;21,05%;100,00%;0,00%;100,00%;
XETR  XETRA (EDE);41,06%;71,05%;3,70%;96,30%;100,00%;
XSTU  Stuttgart (EDS);2,08%;7,89%;0,00%;100,00%;100,00%;
Class of Instrument;BG99 (Exchange traded products (ETPs));Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XETR  XETRA (EDE);100,00%;100,00%;80,00%;20,00%;100,00%;
Class of Instrument;C999 (no specific classification);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
XVES   (VST);45,59%;14,43%;100,00%;0,00%;92,86%;
XSTU  Stuttgart (EDS);38,63%;20,62%;0,00%;100,00%;100,00%;
XHAM  Hamburg (EDH);10,73%;53,61%;1,92%;98,08%;100,00%;
XFRA  Frankfurt (EDF);3,13%;10,31%;100,00%;0,00%;100,00%;
XBER  Berlin-Bremen (EDB);1,92%;1,03%;0,00%;100,00%;100,00%;
Class of Instrument;CA99 (Debt instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
BMTF  Bloomberg (BLOM);100,00%;100,00%;100,00%;0,00%;100,00%;
Class of Instrument;CB99 (Other instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders; 
WIAX  Warburg Invest AG (WIAG);63,66%;61,68%;100,00%;0,00%;100,00%;
XVES   (VST);35,42%;38,00%;100,00%;0,00%;99,92%;
XHAM  Hamburg (EDH);0,50%;0,03%;0,00%;100,00%;100,00%;
XFRA  Frankfurt (EDF);0,19%;0,12%;100,00%;0,00%;100,00%;
XMUN  München (EDM);0,11%;0,03%;0,00%;100,00%;100,00%;