Top 5 venue reporting regarding MIFID II;retail clients;financial year 2022;M.M.Warburg & CO (AG & Co.) KgaA;
Class of Instrument; ;AA99 (Equity instruments- Shares and share certificates);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
Morgan Stanley Europe SE (54930056FHWP7GIWYY08);100,00 %;100,00 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;AA99 (Equity instruments- Shares and share certificates);Tick Size AB (liquidity band A and liquidity band B);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
Morgan Stanley Europe SE (54930056FHWP7GIWYY08);99,22 %;93,76 %;100,00 %;0,00 %;100,00 %;
UBS Europe SE (5299007QVIQ7IO64NX37);0,74 %;0,10 %;100,00 %;0,00 %;100,00 %;
Goldman Sachs Bank Europe (8IBZUGJ7JPLH368JE346);0,03 %;6,14 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;AA99 (Equity instruments- Shares and share certificates);Tick Size CD (liquidity band C and liquidity band D);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
Morgan Stanley Europe SE (54930056FHWP7GIWYY08);100,00 %;100,00 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;AA99 (Equity instruments- Shares and share certificates);Tick Size EF (liquidity band E and liquidity band F);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
Morgan Stanley Europe SE (54930056FHWP7GIWYY08);98,13 %;95,47 %;100,00 %;0,00 %;100,00 %;
Goldman Sachs Bank Europe (8IBZUGJ7JPLH368JE346);0,77 %;0,31 %;100,00 %;0,00 %;100,00 %;
Jefferies GmbH (5493004I3LZM39BWHQ75);0,56 %;2,50 %;100,00 %;0,00 %;100,00 %;
UBS Europe SE (5299007QVIQ7IO64NX37);0,54 %;1,72 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;AB99 (Equity instruments- Shares and share certificates);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
Morgan Stanley Europe SE (54930056FHWP7GIWYY08);100,00 %;100,00 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;AB99 (Equity instruments- Shares and share certificates);Tick Size AB (liquidity band A and liquidity band B);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
Morgan Stanley Europe SE (54930056FHWP7GIWYY08);100,00 %;100,00 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;AB99 (Equity instruments- Shares and share certificates);Tick Size CD (liquidity band C and liquidity band D);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
Morgan Stanley Europe SE (54930056FHWP7GIWYY08);100,00 %;100,00 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;AB99 (Equity instruments- Shares and share certificates);Tick Size EF (liquidity band E and liquidity band F);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
Morgan Stanley Europe SE (54930056FHWP7GIWYY08);100,00 %;100,00 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;AC99 (Exchange traded products (ETPs)Exc);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
Jane Street Financial Ltd. (549300ZHEHX8M31RP142);33,74 %;36,81 %;100,00 %;0,00 %;100,00 %;
Flow Traders B V (549300CLJI9XDH12XV51);33,35 %;36,12 %;100,00 %;0,00 %;100,00 %;
Morgan Stanley Europe SE (54930056FHWP7GIWYY08);22,20 %;21,11 %;100,00 %;0,00 %;100,00 %;
Optiver V.O.F. (7245009KRYSAYB2QCC29);9,24 %;5,09 %;100,00 %;0,00 %;100,00 %;
Donner & Reuschel AG (23ZYQ4KSBEDVYML8NC86);1,29 %;0,67 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;AC99 (Exchange traded products (ETPs)Exc);Tick Size AB (liquidity band A and liquidity band B);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
Jane Street Financial Ltd. (549300ZHEHX8M31RP142);98,64 %;99,17 %;100,00 %;0,00 %;100,00 %;
Morgan Stanley Europe SE (54930056FHWP7GIWYY08);1,36 %;0,83 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;AD99 (other instruments);Tick Size AB (liquidity band A and liquidity band B);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
Morgan Stanley Europe SE (54930056FHWP7GIWYY08);100,00 %;100,00 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;AE99 (other instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
Morgan Stanley Europe SE (54930056FHWP7GIWYY08);100,00 %;100,00 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;AE99 (other instruments);Tick Size AB (liquidity band A and liquidity band B);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
Morgan Stanley Europe SE (54930056FHWP7GIWYY08);100,00 %;100,00 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;AE99 (other instruments);Tick Size CD (liquidity band C and liquidity band D);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
Morgan Stanley Europe SE (54930056FHWP7GIWYY08);100,00 %;100,00 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;BA10 (Debt instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
NatWest Markets N.V. (X3CZP3CK64YBHON1LE12);19,95 %;13,35 %;100,00 %;0,00 %;100,00 %;
Deutsche Bk Ffm (7LTWFZYICNSX8D621K86);15,11 %;18,00 %;100,00 %;0,00 %;100,00 %;
Wells Fargo Secur Intl Ltd. (BWS7DNS2Z4NPKPNYKL75);10,80 %;9,06 %;100,00 %;0,00 %;100,00 %;
RBC Capital Markets Europe (549300SXSTGQY3EA1B18);8,48 %;8,87 %;100,00 %;0,00 %;100,00 %;
Toronto Dominion Bk Ldn (PT3QB789TSUIDF371261);7,99 %;8,27 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;BA11 (Debt instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
UniCredit Bank AG Mün (2ZCNRR8UK83OBTEK2170);27,97 %;21,37 %;100,00 %;0,00 %;100,00 %;
J P Morgan SE FFM (549300ZK53CNGEEI6A29);26,32 %;21,06 %;100,00 %;0,00 %;100,00 %;
Toronto Dominion Bk Ldn (PT3QB789TSUIDF371261);7,38 %;25,64 %;100,00 %;0,00 %;100,00 %;
HSBC Trinkaus Dssd GmbH (JUNT405OW8OY5GN4DX16);7,17 %;5,45 %;100,00 %;0,00 %;100,00 %;
Credit Agricole Corp & Inv (1VUV7VQFKUOQSJ21A208);6,28 %;4,27 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;BA12 (Debt instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
UniCredit Bank AG Mün (2ZCNRR8UK83OBTEK2170);100,00 %;100,00 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;BA13 (Debt instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
Hauck Aufhäuser Lampe (529900ODBMTZXAN1B073);40,80 %;39,22 %;100,00 %;0,00 %;100,00 %;
DEKABK DGZ Ffm (0W2PZJM8XOY22M4GG883);16,02 %;15,51 %;100,00 %;0,00 %;100,00 %;
Citigroup Global Markets EU (6TJCK1B7E7UTXP528Y04);10,20 %;9,94 %;100,00 %;0,00 %;100,00 %;
Banco Santander S A (5493006QMFDDMYWIAM13);8,06 %;7,73 %;100,00 %;0,00 %;100,00 %;
Goldman Sachs Bk Europe SE (8IBZUGJ7JPLH368JE346);7,03 %;6,77 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;BA14 (Debt instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
Morgan Stanley Europe SE (54930056FHWP7GIWYY08);10,77 %;11,93 %;100,00 %;0,00 %;100,00 %;
Jane Street Financial Ltd. (549300ZHEHX8M31RP142);8,93 %;9,09 %;100,00 %;0,00 %;100,00 %;
RBC Capital Markets Europe (549300SXSTGQY3EA1B18);8,85 %;9,02 %;100,00 %;0,00 %;100,00 %;
Goldman Sachs Bk Europe SE (8IBZUGJ7JPLH368JE346);6,95 %;6,69 %;100,00 %;0,00 %;100,00 %;
Citigroup Global Markets EU (6TJCK1B7E7UTXP528Y04);6,37 %;6,40 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;BA15 (Debt instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
Soc Gen Paris (O2RNE8IBXP4R0TD8PU41);25,43 %;13,85 %;100,00 %;0,00 %;100,00 %;
HSBC Trinkaus Dssd GmbH (JUNT405OW8OY5GN4DX16);10,99 %;4,25 %;100,00 %;0,00 %;100,00 %;
Deutsche Bk Ffm (7LTWFZYICNSX8D621K86);9,18 %;6,74 %;100,00 %;0,00 %;100,00 %;
Toronto Dominion Bk Ldn (PT3QB789TSUIDF371261);8,89 %;4,36 %;100,00 %;0,00 %;100,00 %;
Credit Agricole Corp & Inv (1VUV7VQFKUOQSJ21A208);7,52 %;3,77 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;BD21 (Equity derivatives);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
J P Morgan SE FFM (549300ZK53CNGEEI6A29);100,00 %;100,00 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;BD99 (other derivatives);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
J P Morgan SE FFM (549300ZK53CNGEEI6A29);100,00 %;100,00 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;BE21 (securitized derivatives);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
Morgan Stanley Europe SE (54930056FHWP7GIWYY08);100,00 %;100,00 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;BE22 (securitized derivatives);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
Morgan Stanley Europe SE (54930056FHWP7GIWYY08);100,00 %;100,00 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;BE99 (securitized derivatives);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
Raiffeisen Bank Intern. AG (9ZHRYM6F437SQJ6OUG95);49,33 %;50,92 %;100,00 %;0,00 %;100,00 %;
HSBC Trinkaus Dssd GmbH (JUNT405OW8OY5GN4DX16);31,11 %;30,33 %;100,00 %;0,00 %;100,00 %;
UBS Europe SE (5299007QVIQ7IO64NX37);9,77 %;9,19 %;100,00 %;0,00 %;100,00 %;
Erste Group Bank AG Wien (PQOH26KWDF7CG10L6792);5,48 %;5,51 %;100,00 %;0,00 %;100,00 %;
Millennium Europe Limited (213800M4PALWKTSLLI88);4,31 %;4,04 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;BF99 (Exchange traded products (ETPs));Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
Morgan Stanley Europe SE (54930056FHWP7GIWYY08);100,00 %;100,00 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;CA99 (Debt instruments);Tick Size -- (not used);
Information on whether an average of < 1 trade per business day was executed in the previous year;N;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
Credit Agricole Corp & Inv (1VUV7VQFKUOQSJ21A208);38,47 %;39,04 %;100,00 %;0,00 %;100,00 %;
J P Morgan SE FFM (549300ZK53CNGEEI6A29);26,73 %;27,53 %;100,00 %;0,00 %;100,00 %;
Citigroup Global Markets EU (6TJCK1B7E7UTXP528Y04);14,40 %;14,53 %;100,00 %;0,00 %;100,00 %;
Barclays Bank PLC Ireland (2G5BKIC2CB69PRJH1W31);5,35 %;5,03 %;100,00 %;0,00 %;100,00 %;
Deutsche Bk Ffm (7LTWFZYICNSX8D621K86);3,61 %;2,86 %;100,00 %;0,00 %;100,00 %;
Class of Instrument; ;CB99 (Other instruments);Tick Size AB (liquidity band A and liquidity band B);
Information on whether an average of < 1 trade per business day was executed in the previous year;Y;
Top five execution venues ranked in terms of trading volumes (descending order) ;Proportion of volume traded as a percentage of total in that class;Proportion of orders executed as percentage of total in that class;Percentage of passive orders;Percentage of aggressive orders;Percentage of directed orders 
Morgan Stanley Europe SE (54930056FHWP7GIWYY08);100,00 %;100,00 %;100,00 %;0,00 %;100,00 %;